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- NOTICE: This opinion is subject to formal revision before publication in the
- preliminary print of the United States Reports. Readers are requested to
- notify the Reporter of Decisions, Supreme Court of the United States, Wash-
- ington, D.C. 20543, of any typographical or other formal errors, in order that
- corrections may be made before the preliminary print goes to press.
- SUPREME COURT OF THE UNITED STATES
- --------
- No. 94-286
- --------
- FREIGHTLINER CORPORATION, et al., PETI-
- TIONERS v. BEN MYRICK, et ux., et al.
- on writ of certiorari to the united states court
- of appeals for the eleventh circuit
- [April 18, 1995]
-
- Justice Thomas delivered the opinion of the Court.
- By statute, the Secretary of Transportation has the
- authority to issue appropriate safety standards for motor
- vehicles and their equipment. Respondents filed law-
- suits under state common law alleging negligent design
- defects in equipment manufactured by petitioners.
- Petitioners claim that these actions are pre-empted by
- a federal safety standard, even though the standard was
- suspended by a federal court. We hold that the absence
- of a federal standard cannot implicitly extinguish state
- common law.
-
- I
- This case arises from two separate but essentially
- identical accidents in Georgia involving tractor-trailers.
- In both cases, 18-wheel tractor-trailers attempted to
- brake suddenly and ended up jackknifing into oncoming
- traffic. Neither vehicle was equipped with an antilock
- braking system (ABS). In the first case, respondent
- Ben Myrick was the driver of an oncoming vehicle that
- was hit by a tractor-trailer manufactured by petitioner
- Freightliner. The accident left him permanently para-
- plegic and brain damaged. In the second case, the
- driver of an oncoming car, Grace Lindsey, was killed
- when her vehicle collided with a tractor-trailer manufac-
- tured by petitioner Navistar.
- Respondents independently sued the manufacturers of
- the tractor-trailers under state tort law. They alleged
- that the absence of ABS was a negligent design that
- rendered the vehicles defective. Petitioners removed the
- actions to the District Court for the Northern District of
- Georgia on the basis of diversity of citizenship. They
- then sought summary judgment on the ground that
- respondents' claims were pre-empted by the National
- Traffic and Motor Vehicle Safety Act of 1966 (Safety Act
- or Act), Pub. L. 89-563, 80 Stat. 718, as amended, 15
- U. S. C. 1381 et seq., and its implementing regulations.
- In respondent Myrick's case, the District Court held that
- the claims were pre-empted by federal law and granted
- summary judgment for petitioner Freightliner. Myrick
- v. Fruehauf Corp., 795 F. Supp. 1139 (ND Ga. 1992).
- Following the opinion in the Myrick case, the District
- Court granted summary judgment in the Lindsey action
- in favor of petitioner Navistar.
- The Court of Appeals for the Eleventh Circuit consoli-
- dated the cases and reversed. Myrick v. Freuhauf Corp.,
- 13 F. 3d 1516 (1994). It held that under its previous
- decision in Taylor v. General Motors Corp., 875 F. 2d
- 816 (CA11 1989), cert. denied, 494 U. S. 1065 (1990),
- the state-law tort claims were not expressly pre-empted.
- The Court of Appeals rejected petitioners' alternative
- argument that the claims were pre-empted due to a
- conflict between state law and the federal regulatory
- scheme. We granted certiorari, 513 U. S. ___ (1994).
- We now affirm.
-
- II
- In 1966, Congress enacted the Safety Act -to reduce
- traffic accidents and deaths and injuries to persons
- resulting from traffic accidents.- 15 U. S. C. 1381.
- The Act requires the Secretary of Transportation to
- establish -appropriate Federal motor vehicle safety
- standards.- 1392(a). The Act defines a safety standard
- as -a minimum standard for motor vehicle performance,
- or motor vehicle equipment performance, which is
- practicable, which meets the need for motor vehicle
- safety and which provides objective criteria.- 1391(2).
- The Safety Act's express pre-emption clause provides:
- -Whenever a Federal motor vehicle safety standard
- established under this subchapter is in effect, no
- State or political subdivision of a State shall have
- any authority either to establish, or to continue in
- effect, with respect to any motor vehicle or item of
- motor vehicle equipment any safety standard appli-
- cable to the same aspect of performance of such
- vehicle or item of equipment which is not identical
- to the Federal standard. Nothing in this section
- shall be construed as preventing any State from
- enforcing any safety standard which is identical to
- a Federal safety standard.- 1392(d).
- The Act also contains a savings clause, which states:
- -Compliance with any Federal motor vehicle safety
- standard issued under this subchapter does not exempt
- any person from any liability under common law.-
- 1397(k).
- The Secretary has delegated the authority to promul-
- gate safety standards to the Administrator of the
- National Highway Traffic Safety Administration
- (NHTSA). 49 CFR 1.50(a) (1994). In 1970, the pre-
- decessor to NHTSA issued regulations concerning
- vehicles equipped with air brakes, which are used in
- trucks and tractor-trailers. Known as Standard 121,
- this regulation imposed stopping distances and vehicle
- stability requirements for trucks. See 36 Fed. Reg. 3817
- (1971). Because these stopping distances were shorter
- than those that could be achieved with brakes without
- ABS, several manufacturers notified NHTSA that ABS
- devices would be required. Some manufacturers asked
- NHTSA to alter the standard itself because they be-
- lieved that ABS devices were unreliable and rendered
- vehicles dangerously unsafe when combined with new,
- more effective brakes. In 1974, NHTSA responded that
- Standard 121 was practical and that ABS devices did
- not cause accidents. See generally Paccar, Inc. v.
- NHTSA, 573 F. 2d 632, 637-638 (CA9), cert. denied, 439
- U. S. 862 (1978).
- Several manufacturers and trade associations then
- sought review of Standard 121 in the Court of Appeals
- for the Ninth Circuit. That court remanded the case to
- NHTSA because -a careful review of the extensive
- record- indicated that -the Standard was neither
- reasonable nor practicable at the time it was put into
- effect.- 573 F. 2d, at 640. The court found that
- NHTSA had failed to consider the high failure rate of
- ABS devices placed in actual use, id., at 642, and that
- -there [was] a strong probability that [ABS] has created
- a potentially more hazardous highway situation than
- existed before the Standard became operative,- id., at
- 643. Until NHTSA compiled sufficient evidence to show
- that ABS would not create the possibility of greater
- danger, the court concluded, the Standard would remain
- suspended. Ibid.
- After the Ninth Circuit's decision in Paccar, the
- agency amended Standard 121 so that the stopping
- distance and lock-up requirements no longer applied to
- trucks and trailers. NHTSA nevertheless left the
- unamended Standard 121 in the Code of Federal Regula-
- tions so that -the affected sections [could] most easily be
- reinstated- when the agency met Paccar's requirements.
- 44 Fed. Reg. 46849 (1979). NHTSA also stated that the
- provisions would remain in place so that manufacturers
- would know -what the agency still considers to be
- reasonable standards for minimum acceptable perfor-
- mance.- Ibid. Although NHTSA has developed new
- stopping distance standards, to this day it still has not
- taken final action to reinstate a safety standard govern-
- ing the stopping distance of trucks and trailers.
-
- III
- Despite the fact that Standard 121 remains suspended,
- petitioners maintain that respondents' lawsuits are
- expressly pre-empted. We disagree. The Act's pre-
- emption clause applies only -[w]henever a Federal motor
- vehicle safety standard . . . is in effect- with respect to
- -the same aspect of performance- regulated by a state
- standard. 15 U. S. C. 1392(d). There is no express
- federal standard addressing stopping distances or vehicle
- stability for trucks or trailers. No NHTSA regulation
- currently establishes a -minimum standard for . . .
- motor vehicle equipment performance,- 1391(2), nor is
- any standard -stated in objective terms,- 1392(a).
- There is simply no minimum, objective standard stated
- at all. Therefore, States remain free to -establish, or to
- continue in effect,- their own safety standards concern-
- ing those -aspect[s] of performance.- 1392(d).
- Petitioners insist, however, that the absence of
- regulation itself constitutes regulation. Relying upon
- our opinion in Ray v. Atlantic Richfield Co., 435 U. S.
- 151 (1978), petitioners assert that the failure of federal
- officials -`affirmatively to exercise their full authority
- takes on the character of a ruling that no such regula-
- tion is appropriate or approved pursuant to the policy of
- the statute.'- Id., at 178 (quoting Bethlehem Steel Co.
- v. New York State Labor Relations Bd., 330 U. S. 767,
- 774 (1947). Unlike this case, however, we found in Ray
- that Congress intended to centralize all authority over
- the regulated area in one decision-maker: the Federal
- Government. 435 U. S., at 177. Here, there is no
- evidence that NHTSA decided that trucks and trailers
- should be free from all state regulation of stopping
- distances and vehicle stability. Indeed, the lack of
- federal regulation did not result from an affirmative
- decision of agency officials to refrain from regulating air
- brakes. NHTSA did not decide that the minimum,
- objective safety standard required by 15 U. S. C.
- 1392(a) should be the absence of all standards, both
- federal and state. Rather, the lack of a federal stand-
- ard stemmed from the decision of a federal court that
- the agency had not compiled sufficient evidence to justify
- its regulations.
-
- IV
- Even if 1392(d) does not expressly extinguish state
- tort law, petitioners argue that respondents' lawsuits are
- pre-empted by implication because the state-law princi-
- ple they seek to vindicate would conflict with federal
- law. We have recognized that a federal statute implic-
- itly overrides state law either when the scope of a
- statute indicates that Congress intended federal law to
- occupy a field exclusively, English v. General Electric
- Co., 496 U. S. 72, 78-79 (1990), or when state law is in
- actual conflict with federal law. We have found implied
- conflict pre-emption where it is -impossible for a private
- party to comply with both state and federal require-
- ments,- id., at 79, or where state law -stands as an
- obstacle to the accomplishment and execution of the full
- purposes and objectives of Congress.- Hines v.
- Davidowitz, 312 U. S. 52, 67 (1941).
-
- A
- As an initial matter, we must address the argument
- that we need not reach the conflict pre-emption issue at
- all. According to respondents and the Court of Appeals,
- Cipollone v. Liggett Group Inc., 505 U. S. ___ (1992),
- held that implied pre-emption cannot exist when Con-
- gress has chosen to include an express pre-emption
- clause in a statute. This argument is without merit. In
- Cipollone we did hold that the pre-emptive scope of the
- two statutes at issue was governed by the language in
- each act. That conclusion rested on a familiar canon of
- statutory construction and on the absence of any reason
- to infer any broader pre-emption. Instead of announcing
- a categorical rule precluding the coexistence of express
- and implied pre-emption, however, the relevant passage
- in the opinion stated:
- -In our opinion, the pre-emptive scope of the 1965
- Act and the 1969 Act is governed entirely by the
- express language in 5 of each Act. When Congress
- has considered the issue of pre-emption and has
- included in the enacted legislation a provision
- explicitly addressing that issue, and when that
- provision provides a `reliable indicium of congres-
- sional intent with respect to state authority,' Malone
- v. White Motor Corp., 435 U. S., at 505, `there is no
- need to infer congressional intent to pre-empt state
- laws from the substantive provisions' of the legisla-
- tion. California Federal Savings & Loan Assn. v.
- Guerra, 479 U. S. 272, 282 (1987) (opinion of
- Marshall, J.). Such reasoning is a variant of the
- familiar principle of expressio unius est exclusio
- alterius: Congress' enactment of a provision defining
- the pre-emptive reach of a statute implies that
- matters beyond that reach are not pre-empted. In
- this case, the other provisions of the 1965 and 1969
- Acts offer no cause to look beyond 5 of each Act.
- Therefore, we need only identify the domain ex-
- pressly pre-empted by each of those sections. As the
- 1965 and 1969 provisions differ substantially, we
- consider each in turn.- Cipollone, supra, at ___ (slip
- op., at 11).
- The fact that an express definition of the pre-emptive
- reach of a statute -implies--i.e. supports a reasonable
- inference-that Congress did not intend to pre-empt
- other matters does not mean that the express clause
- entirely forecloses any possibility of implied pre-emption.
- Indeed, just two paragraphs after the quoted passage in
- Cipollone, we engaged in a conflict pre-emption analysis
- of the Federal Cigarette Labeling and Advertising Act,
- 79 Stat. 282, as amended, 15 U. S. C. 1331 et seq., and
- found -no general, inherent conflict between federal pre-
- emption of state warning requirements and the contin-
- ued vitality of state common law damages actions.- 505
- U. S., at ___ (slip op., at 12). Our subsequent decisions
- have not read Cipollone to obviate the need for analysis
- of an individual statute's pre-emptive effects. See, e.g.,
- CSX Transportation, Inc. v. Easterwood, 507 U. S. ___,
- ___, n. 12 (1993) (slip op., at 14, n. 12). (-We reject
- petitioner's claim of implied `conflict' pre-emption . . . on
- the basis of the preceding analysis.-). At best, Cipollone
- supports an inference that an express pre-emption clause
- forecloses implied pre-emption; it does not establish a
- rule.
-
- B
- Petitioners' pre-emption argument is ultimately futile,
- however, because respondents' common-law actions do
- not conflict with federal law. First, it is not impossible
- for petitioners to comply with both federal and state law
- because there is simply no federal standard for a private
- party to comply with. Nothing in the Safety Act or its
- regulations currently regulates the use of ABS devices.
- As Standard 121 imposes no requirements either
- requiring or prohibiting ABS systems, tractor-trailer
- manufacturers are free to obey state standards concern-
- ing stopping distances and vehicle stability.
- Second, we cannot say that the respondents' lawsuits
- frustrate -the accomplishment and execution of the full
- purposes and objectives of Congress.- Hines, supra, at
- 67. In the absence of a promulgated safety standard,
- the Act simply fails to address the need for ABS devices
- at all. Further, Standard 121 currently has nothing to
- say concerning ABS devices one way or the other, and
- NHTSA has not ordered truck manufacturers to refrain
- from using ABS devices. A finding of liability against
- petitioners would undermine no federal objectives or
- purposes with respect to ABS devices, since none exist.
- For the foregoing reasons, the judgment of the Court
- of Appeals for the Eleventh Circuit is affirmed.
-
- It is so ordered.
-
- Justice Scalia concurs in the judgment.
-